Royal Dutch Shell plc: Holding(s) in Company

LONDON, Aug. 10, 2017 /PRNewswire/ --
TR-1: Standard Form for Notification of Major Holdings
NOTIFICATION OF MAJOR HOLDINGS | ||||||
1a. Identity of the issuer or the underlying issuer | Royal Dutch Shell plc (NYSE:RDS.A) (NYSE: RDS.B) | |||||
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) | ||||||
Non-UK issuer | ||||||
2. Reason for the notification (please mark the appropriate box or boxes with an "X") | ||||||
An acquisition or disposal of voting rights | X | |||||
An acquisition or disposal of financial instruments | ||||||
An event changing the breakdown of voting rights | ||||||
Other (please specify)iii: | ||||||
3. Details of person subject to the notification obligationiv | ||||||
Name | BlackRock, Inc. | |||||
City and country of registered office (if applicable) | Wilmington, DE, USA | |||||
4. Full name of shareholder(s) (if different from 3.)v | ||||||
Name | ||||||
City and country of registered office (if applicable) | ||||||
5. Date on which the threshold was crossed or reachedvi: | 08/08/2017 | |||||
6. Date on which issuer notified (DD/MM/YYYY): | 09/08/2017 | |||||
7. Total positions of person(s) subject to the notification obligation | ||||||
% of voting rights | % of voting rights (total of 8.B 1 + 8.B 2) | Total of both in % | Total number of | |||
Resulting situation | 4.53% | 2.15% | 6.68% | 8,256,104,493 | ||
Position of previous notification (if applicable) | 5.91% | 0.62% | 6.54% | |||
8. Notified details of the resulting situation on the date on which the threshold was crossed or | |||||||||
A: Voting rights attached to shares | |||||||||
Class/type of shares ISIN code (if possible) | Number of voting rightsix | % of voting rights | |||||||
Direct (Art 9 of Directive | Indirect (Art 10 of Directive | Direct (Art 9 of Directive | Indirect (Art 10 of Directive | ||||||
GB00B03MM408 | 106,456,335 | 1.28% | |||||||
GB00B03MLX29 | 267,653,103 | 3.24% | |||||||
SUBTOTAL 8. A | 374,109,438 | 4.53% | |||||||
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) | |||||||||
Type of financial | Expiration datex | Exercise/ Conversion Periodxi | Number of voting rights exercised/converted. | % of voting rights | |||||
Securities Lending (GB00B03MLX29) | 4,752,525 | 0.05% | |||||||
Securities Lending (GB00B03MM408) | 121,697,335 | 1.47% | |||||||
American Depositary Receipt (GB00B03MLX29) | 33,961,460 | 0.41% | |||||||
American Depositary Receipt (GB00B03MM408) | 18,380 | 0.00% | |||||||
Physically Settled Call Option (US7802592060) | 18/01/2019 | 7,798,670 | 0.09% | ||||||
Physically Settled Put Option (US7802592060) | 18/01/2019 | 7,798,670 | 0.09% | ||||||
SUBTOTAL 8. B 1 | 176,027,040 | 2.13% | |||||||
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive | |||||||||
Type of financial | Expiration datex | Exercise/ Conversion | Physical or settlementxii | Number of | % of voting rights | ||||
CFD (GB00B03MLX29) | 137,382 | 0.00% | |||||||
CFD (GB00B03MM408) | 1,826,154 | 0.02% | |||||||
Equity Linked Note | 18/09/2017 | 18/09/2017 | Cash | 199,600 | 0.00% | ||||
SUBTOTAL 8.B.2 | 2,163,136 | 0.02% | |||||||
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") | |||||
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not | |||||
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv | X | ||||
Namexv | % of voting | % of voting rights | Total of both if it | ||
BlackRock, Inc. | |||||
BlackRock Holdco 2, Inc. | |||||
BlackRock Financial Management, Inc. | |||||
BlackRock International Holdings, Inc. | |||||
BR Jersey International Holdings L.P. | |||||
BlackRock (Singapore) Holdco Pte. Ltd. | |||||
BlackRock Asia-Pac Holdco, LLC | |||||
BlackRock HK Holdco Limited | |||||
BlackRock Asset Management North Asia Limited | |||||
BlackRock, Inc. | |||||
Trident Merger, LLC | |||||
BlackRock Investment Management, LLC | |||||
BlackRock, Inc. | |||||
BlackRock Holdco 2, Inc. | |||||
BlackRock Financial Management, Inc. | |||||
BlackRock Holdco 4, LLC | |||||
BlackRock Holdco 6, LLC | |||||
BlackRock Delaware Holdings Inc. | |||||
BlackRock Fund Advisors | |||||
BlackRock Institutional Trust Company, National Association | |||||
BlackRock, Inc. | |||||
BlackRock Holdco 2, Inc. | |||||
BlackRock Financial Management, Inc. | |||||
BlackRock Capital Holdings, Inc. | |||||
BlackRock Advisors, LLC | |||||
BlackRock, Inc. | |||||
BlackRock Holdco 2, Inc. | |||||
BlackRock Financial Management, Inc. | |||||
BlackRock International Holdings, Inc. | |||||
BR Jersey International Holdings L.P. | |||||
BlackRock Group Limited | |||||
BlackRock Investment Management (UK) Limited | |||||
BlackRock, Inc. | |||||
BlackRock Holdco 2, Inc. | |||||
BlackRock Financial Management, Inc. | |||||
BlackRock International Holdings, Inc. | |||||
BR Jersey International Holdings L.P. | |||||
BlackRock (Singapore) Holdco Pte. Ltd. | |||||
BlackRock Asia-Pac Holdco, LLC | |||||
BlackRock HK Holdco Limited | |||||
BlackRock Cayco Limited | |||||
BlackRock Trident Holding Company Limited | |||||
BlackRock Japan Holdings GK | |||||
BlackRock Japan Co., Ltd. | |||||
BlackRock, Inc. | |||||
BlackRock Holdco 2, Inc. | |||||
BlackRock Financial Management, Inc. | |||||
BlackRock International Holdings, Inc. | |||||
BR Jersey International Holdings L.P. | |||||
BlackRock Australia Holdco Pty. Ltd. | |||||
BlackRock Investment Management (Australia) Limited | |||||
BlackRock, Inc. | |||||
BlackRock Holdco 2, Inc. | |||||
BlackRock Financial Management, Inc. | |||||
BlackRock International Holdings, Inc. | |||||
BR Jersey International Holdings L.P. | |||||
BlackRock Holdco 3, LLC | |||||
BlackRock Canada Holdings LP | |||||
BlackRock Canada Holdings ULC | |||||
BlackRock Asset Management Canada Limited | |||||
BlackRock, Inc. | |||||
BlackRock Holdco 2, Inc. | |||||
BlackRock Financial Management, Inc. | |||||
BlackRock International Holdings, Inc. | |||||
BR Jersey International Holdings L.P. | |||||
BlackRock Group Limited | |||||
BlackRock Investment Management (UK) Limited | |||||
BlackRock Asset Management Deutschland AG | |||||
BlackRock, Inc. | |||||
BlackRock Holdco 2, Inc. | |||||
BlackRock Financial Management, Inc. | |||||
BlackRock Holdco 4, LLC | |||||
BlackRock Holdco 6, LLC | |||||
BlackRock Delaware Holdings Inc. | |||||
BlackRock Fund Advisors | |||||
BlackRock, Inc. | |||||
BlackRock Holdco 2, Inc. | |||||
BlackRock Financial Management, Inc. | |||||
BlackRock, Inc. | |||||
BlackRock Holdco 2, Inc. | |||||
BlackRock Financial Management, Inc. | |||||
BlackRock International Holdings, Inc. | |||||
BR Jersey International Holdings L.P. | |||||
BlackRock Group Limited | |||||
BlackRock Advisors (UK) Limited | |||||
BlackRock, Inc. | |||||
BlackRock Holdco 2, Inc. | |||||
BlackRock Financial Management, Inc. | |||||
BlackRock International Holdings, Inc. | |||||
BR Jersey International Holdings L.P. | |||||
BlackRock Group Limited | |||||
BlackRock International Limited | |||||
BlackRock, Inc. | |||||
BlackRock Holdco 2, Inc. | |||||
BlackRock Financial Management, Inc. | |||||
BlackRock International Holdings, Inc. | |||||
BR Jersey International Holdings L.P. | |||||
BlackRock (Singapore) Holdco Pte. Ltd. | |||||
BlackRock (Singapore) Limited | |||||
BlackRock, Inc. | |||||
BlackRock Holdco 2, Inc. | |||||
BlackRock Financial Management, Inc. | |||||
BlackRock International Holdings, Inc. | |||||
BR Jersey International Holdings L.P. | |||||
BlackRock Group Limited | |||||
BlackRock (Netherlands) B.V. | |||||
10. In case of proxy voting, please identify: | |||||
Name of the proxy holder | |||||
The number and % of voting rights held | |||||
The date until which the voting rights will be held | |||||
11. Additional informationxvi | |||||
Place of completion | 12 Throgmorton Avenue, London, EC2N 2DL, U.K. (BlackRock, Inc.) |
Date of completion | 9 August 2017 (BlackRock, Inc.) |
Mark Edwards
Deputy Company Secretary
Royal Dutch Shell plc
020 7934 2817
LEI Number: 21380068P1DRHMJ8KU70
Major Shareholding Notifications
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SOURCE Royal Dutch Shell plc